CAPITAL MARKETS

CAPITAL MARKETS

Mariana UFP Organised
Trading Facility

Mariana UFP LLP operates an Organised Trading Facility
under operational MIC MUFP

Bonds
Equity Derivatives

The Mariana UFP OTF is a trading venue operated by Mariana UFP LLP. Instruments admitted to trading are corporate bonds, swaps and equity derivatives.

Venue Information

  
Operator:Mariana UFP LLP
LEI:213800YRA1J9QFBMU217
Venue Name:Mariana UFP OTF
Operating MIC:MUFP (No segment MIC)
Enquiries to:100 Cannon Street, London, EC4N 6EU
Email:[email protected]
Operating Hours:Monday to Friday 07:00 – 18:00 (London Time)
Holiday Calendar:View

 

Regulatory Documentation

  
RulebookView
Rate CardView
Conflict of InterestView
Order Execution PolicyView
Terms of BusinessView

 

PII Data

If you would like to submit your PII Data for this venue, please contact [email protected]

 

Record Keeping

As a venue operator, Mariana UFP is obliged under MiFID II to collect and store certain information relating to orders and transactions carried out under the rules of the OTF. These data will be made available to the FCA upon request in a pre-defined standardised format.

Mariana UFP will receive and store the following data:

  • Client identification code (for legal entities, an LEI; for natural persons, a national ID)
  • IDM: Investment decision-maker within the firm (whether an algorithm or a natural person) identification
  • EDM: Execution decision-maker within the firm (whether an algorithm or a natural person) identification

For further information contact [email protected]

This website uses cookies

By continuing to use this site you consent to the use of cookies on your device as described in our cookie policy outlined in our Privacy Policy, unless you have disabled them. You can change your cookie settings at any time but parts of our site will not function correctly without them.

Entry Disclaimer

General

PLEASE CAREFULLY READ THIS IMPORTANT, IT CONTAINS LEGAL AND REGULATORY NOTICES RELEVANT TO THE INFORMATION CONTAINED IN THIS WEBSITE.

The information contained in this website is not intended as an offer or solicitation for the purchase or sale of any financial instrument. Mariana UFP LLP provides wholesale broking services as well as several products and services designed specifically for various categories of investors in multiple countries and regions. Not all products will be available to all investors. These products or services are only offered to such investors in those countries and regions in accordance with applicable laws and regulations. Mariana UFP does not provide services to private customers.

The content of this website has been prepared by Mariana UFP on the basis of information sources and analysis believed to be reliable as at either the time such content was posted in the website or otherwise at the date disclosed. Mariana UFP is under no obligation to update such information, and Mariana UFP UFP’s views and opinions may change. Mariana UFP uses all reasonable skill and care to ensure information is accurate. However, errors or omissions may occur that are outside of our control, such as unauthorised access to this internet service, or the effects of machine, software or operator error or malfunction in connection with data transmission.

Under no circumstances should any part of this website be construed as an offering or solicitation of any offer, and any investment in the products referred to on this website and should not be relied upon when making an investment decision. Any reference to individual investments should not be taken as a recommendation to buy or sell. Any performance reports should be read in conjunction with the full text and definitions of the respective Prospectus. To the fullest extent permitted by law, Mariana UFP accepts no liability for any loss or damage which may arise from the access to, use of, or reliance on the content of or information contained on, this website.

Otherwise than as specifically set out, the information on this website must in no circumstances be copied, reproduced or redistributed in whole or in part. You may download or print copies of some of the documentation contained on this website for your own private use only, provided that you do not change any copyright, trademark or other proprietary notices. All intellectual and other property information contained in this website shall continue to be held by us and no rights of any kind in it shall pass to you. This website is reserved exclusively for non-US persons and should not be accessed by any person in the United States.

Advice:

Nothing in this site should be construed as being personal financial advice. Mariana UFP does not offer personal financial advice.

Performance information:

Past performance is not a guide to future performance and may not be repeated. The value of shares can go down as well as up and is not guaranteed. Changes in rates of exchange may also cause the value of shares to fluctuate. Because of this, an investor is not certain to make a profit on an investment and may lose money. Past performances are shown gross of taxation.

Links to other Web Sites:

On this website you may be offered automatic links to other non-Mariana UFP web sites. The inclusion of any link does not imply affiliation, sponsorship, endorsement, verification or monitoring or approval by Mariana UFP of any information contained in any non-Mariana UFP web site. You should also be aware that the terms and conditions of such web site and the web site's statement relating to the collection and use of your personal information may be different from those applicable to your use of this web site.

Use of cookies:

Mariana UFP may obtain information about your general internet usage by using a cookie file which is stored on the hard drive of your computer, for the purposes of systems administration and statistical analysis. Cookies contain information that is transferred to your computer's hard drive and help Mariana UFP to improve this website and to deliver a better and more personalised service to you, including by storing information about your preferences and to recognise you when you return to this website. You may refuse to accept cookies by activating the setting on your browser which allows you to refuse the setting of cookies. However, if you select this setting you may be unable to access certain parts of this website.

Data protection:

The website does not collect any personal data that is associated with your name or personal identity, apart from information that you volunteer (for example by emailing us). Any information that you do provide in this way is not made available to any third parties, and is used by the site only in line with the purpose for which you provided it.

The Mariana UFP Privacy Policy relates to our wider data protection policy and to the collection and use of your personal information. Personal information provided by you will be held in confidence by Mariana UFP and will not be passed on by Mariana UFP to other product or service companies except as defined in the Mariana UFP Privacy Policy.

Company and regulatory details:

Mariana UFP LLP

100 Cannon Street
London EC4N 6EH
United Kingdom
Registered in England and Wales No. OC363748

Mariana UFP LLP is Authorised and Regulated by the Financial Conduct Authority (FRN: 551170).

Recording of calls:

Telephone calls to Mariana UFP or any Mariana UFP group entities may be recorded or monitored.